Financial services

WeiserMazars’ Financial Services Group provides strategies, planning and regulatory advice to broker/dealers, hedge funds, investment partnerships, security transactions, and private placements. With broad-based experience in the financial services industry, both nationally and globally, we provide a comprehensive suite of client-centered solutions with a team-based approach.

Our segments include:

• Community, Commercial & International Banks
• Securities Firms, Broker/Dealers
• Investment Companies
• Hedge Funds
• Private Equity Firms
• Insurance Companies
• Mortgage and Other Asset-Based Lenders

Our services include:

• SEC Services
• Mergers and Acquisitions
• Hedge Funds and Investment Partnerships
• Auditing
• Tax Preparation, Compliance and Structuring
• Regulatory Compliance
• Entity Choice
• Onshore and Offshore funds
• Foreign Ownerships
• Brokers/Dealers
• Auditing
• Compliance
• Net capital Requirements
• Entity Choice
• Tax Structure
• Domicile choice
• Private Placements
• Accredited vs. Non-accredited Investor
• Regulation D Requirements
• Private Placement vs. Public Transaction
• Management Consulting Services